WebOct 31, 2024 · FCA Portfolio and Sector-specific Letters ; Webinar: Be compliant by 30 April milestone ; Join our webinars for practical tips on how asset managers can get ready for the new Consumer Duty. A summary … WebApr 6, 2024 · The High Court appointed Shane Crooks, Mark Shaw and Emma Sayers of BDO as interim managers of the firm. Northumbria Police, working with the FCA, has arrested a 48-year-old man in connection with ...
FCA COMMENCES WIDE-RANGING REVIEW OF …
WebMay 5, 2024 · The areas most crucial for asset managers are the FCA’s commitment to: improve oversight of appointed representatives; reform the financial promotions regime; … WebThe FCA points out that alternatives managers often have scope to take significant investment risk in managing their products. This can include market risk, credit risk and … chubby bubble vapes
Implementing the new FCA consumer duty Simmons …
WebDec 6, 2024 · FCA Corp is a leading global investment management and financial advisory firm, delivering differentiated long-term performance on behalf of clients around the world. Through an integrated approach across our firm, we seek to provide innovative financial solutions and investment vehicles to create lasting value and positive economic impact … WebJan 30, 2024 · Introduction. On 12 January 2024, DLA Piper held its first UK IMF event of the year which focussed on the FCA’s consultation paper ( CP22/20) on Sustainability Disclosure Requirements and investment labels (the SDR), which was published in October 2024. The consultation is open until 25 January 2024 and the FCA intends on publishing … WebJun 29, 2024 · The FCA’s proposed new requirements will apply to asset managers, life insurers and FCA-regulated pension providers. This includes SIPP operators but not trustees of defined benefit pension schemes, who will have separate disclosure obligations under regulations developed by the Department of Work and Pensions. An exemption … chubby bubble vapes bubble melon